financial services institute
About the Course
This course provides refresher training on money laundering, terrorist financing and proliferation financing and sanctions risks relating to Mutual Funds and Mutual Fund Administrators in the Cayman Islands and how best to manage those risks.
It covers the key findings of the National Risk Assessment (NRA) as it relates specifically to Mutual Funds and Mutual Fund Administrators and addresses how to apply the risk based approach (RBA) in the sector.
Participants will also be introduced to the commonly used vehicles for establishing Mutual Funds and due diligence requirements for clients, as well as learn about the various AML/CFT Red Flags specific to the Mutual Funds and Mutual Fund Administrators.
What’s on the agenda?
| Description |
|---|
| Brief overview of AML/CFT/PF, sanctions & global standards |
| National Risk Assessment for the Mutual Funds and Mutual Fund Administrators |
| Overview of Mutual Funds and Mutual Fund Administrators |
| Risk-Based Approach |
| Customer Due Diligence |
| When to use the various approaches to CDD |
| AML/CFT ‘Red Flags’ for the Mutual Fund Administrators sector |
| Online multiple choice test |
Pre-register for the course now
Complete the form to pre-register for the next available course.
