financial services institute
About the Course
This course provides an overview of how members of the board of directors of Cayman Islands regulated entities such as investment funds, banks, licensed securities investments and Registered Persons, insurance companies and other entities can improve their oversight of AML risk management of that entity. The course addresses the role of typical board committees, the three lines of defence and AML/CFT red flags that directors should be aware of. It includes guidance on how best to provide oversight on these types of matters at the board level.
Course details
Date: TBD
Time: TBD
Duration: 2 hours
Online
Cost: US$300
What’s on the agenda?
| Description |
|---|
| Introduction to risk management for directors |
| Responsibility of the board |
| Typical board committees that focus on AML/CFT |
| Expectations of directors |
| Reporting lines |
| Introduction to the 3 lines of defense |
| AML red flags for directors |
| Dealing with requests for AML/CFT exceptions |
| Online multiple choice test |
Pre-register for the course now
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